Wednesday, 20 March 2019

Why Is Esau’s Kiss Dotted?


Esau’s kiss to Jacob is written with scribal dots over the word וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ, “and he kissed him.” Traditional commentators suggest this hints to Esau’s feelings or state of mind. Critical scholarship, however, points to something much more prosaic, a question of syntax.
Prof. Albert I. Baumgarten
Esau Meeting Jacob, 1881, Dalziel Brothers Metmuseum.org
When Esau saw his brother Jacob for the first time in twenty years, the text states:
בראשית לג:ד וַיָּ֨רָץ עֵשָׂ֤ו לִקְרָאתֹו֙ וַֽיְחַבְּקֵ֔הוּ וַיִּפֹּ֥ל עַל־צַוָּארָ֖ו וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ וַיִּבְכּֽוּ.
Gen 33:4 Esau ran to greet him. He embraced him and, falling on his neck, he kissed him; and they wept. (NJPS)
Why is וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ, “he kissed him” dotted?[1] Before answering this question, we must probe a broader one: what do scribal dots in ancient scrolls from this period mean?
Nota Bene: Attracting the Reader’s Attention
Shemaryahu Talmon, the late J. L. Magnes Professor of Bible at Jerusalem’s Hebrew University, argued that the “special dots” (puncta extraordinaria) found in MT and in certain Qumran texts had multiple uses. They were, in his view, an ancient form of nota bene (Latin for “note well”),[2] calling special attention to a word or phrase. For Talmon, the dots were a way for later scribes to call attention to something in the Torah, but for traditional interpreters, the dots were an integral part of the Torah itself.
A Fake Kiss?Understanding the dots as the Torah’s own nota bene, the ancient rabbis attempted to ascertain what exactly the Torah was attempting to call to our attention. Thus, Sifre Numbers65 offered the following:
שלא נשקו בכל לבו. ר’ שמעון בן יוחיי אומר והלא[3] בידוע שעשו שונא ליעקב אלא נהפכו רחמיו באותה שעה ונשקו בכל לבו.[4]
[Esau] did not kiss him [Jacob] wholeheartedly. Rabbi Shimon ben Yohai says: “It is well-known that Esau hates Jacob.  Nevertheless, he became merciful at that moment and kissed him wholeheartedly.”
The first, anonymous position, suggested that the dots imply that the kiss was not reflective of Esau’s inner feelings, while R. Shimon bar Yohai suggested that they were meant to convey that the kiss was authentic, despite the suspicion the reader might have to the contrary.
A Treacherous Kiss: R. Yannai and OrigenA somewhat different understanding appears in Genesis Rabbah (927):
אמר ר’ יניי…מלמד שביקש לנשכו, ו י ב כ ו זה בכה על צווארו וזה בכה על שיניו.
R. Yannai[5] said: “…This teaches that [Esau] tried to bite (nashakh) him. ‘And they cried’ – one of them cried about his neck and the other about his teeth.”[6]
Playing on the similarity between the words נשק (kiss) and נשך (bite), and emphasizing the plural ויבכו, “and they both cried,” R. Yannai claimed that the dots explained why both Jacob and Esau were crying.[7]
A similar understanding appears in the work of the Church Father, Origen (184/185 – 253/254 C.E.), a contemporary of R. Yannai. Origen was one of the greatest biblical scholars of the time, and the author of the Hexapla, a complex and massive work named thus for its six columns of Biblical text,[8] which, unfortunately, only survives in very fragmentary form.[9]
Two manuscripts of the Hexapla contain an anonymous remark on our verse with the following note in Greek:
[The word] Vayyishakehu is dotted in every (Greek: en panti) Hebrew Bible, not [to indicate] that it should not be read,[10] but the wickedness of Esau is hereby hinted by the Bible: he treacherously kissed Jacob. 
Fridericus Field, a 19th century scholar who produced the critical edition of the fragments, believed the note to be Origen’s (sed videtur Origenis esse).[11] Assuming Field is correct, and this comment is Origen’s, we see that וישקהו was dotted in all the Hebrew Bibles Origen knew, ca 240 C.E., which fits with the evidence from Rabbinic sources quoted above.
Moreover, although Origen did not specify just what Esau did to make his kiss “treacherous,” this notion fits well with interpretation offered by R. Yannai in Genesis Rabbah. This may not be accidental, since we know that Origen and his Jewish contemporaries sometimes shared midrashic traditions, and R. Yannai was roughly contemporary with Origen, even if R. Yannai was based in Sepphoris and Origen in Caesarea.[12]
Cancellation of Letters
Origen rejected an alternative interpretation, that the dotted letters “should not be read,” i.e., that dots were an indication of a spurious or doubtful reading. But many contemporary scholars, such as Hebrew University’s Emanuel Tov, suggest that this is, in fact, what the dots meant.
For ancient scribes, dots above letters were a sign indicating problematic letters to be omitted. They originated in the conviction of a given scribe that a letter, letters, word or words were inappropriate, superfluous, or incorrect. Alternately, a scribe may have dotted a piece of text when collating one MSS against another, considered more authoritative, in which the dotted portion was lacking.[13]
Dots had the role of cancellation marks not only in the Torah, but also in classical texts, as we can see from a comment in the Scholion to the Iliad (10.397):
They say that Aristarchus marked (certain verses) with dots, but afterwards removed them entirely.[14]
Tov notes that of the fifteen places in the Bible in which the Masoretic text is dotted, an alternative text without the dotted word is attested in ancient sources in seven or eight instances.[15] The cancellation dots in the Bible are therefore undeniably ancient and reflect well attested ancient textual traditions for how scribes marked problematic words and letters.
Thus, against Talmon, I am convinced by Tov’s conclusion concerning the Qumran evidence: “The Qumran parallels leave no doubt that the original intention of these dots was the cancellation of letters.”[16] Accordingly, elimination, and not emphasis, should be the default choice and the first possibility pursued in all cases of dotted letters.[17]
Rabbinic Knowledge of this PracticeAlthough rabbinic interpretation assumed that dotted words in the Bible should be treated as an integral part of a verse, the rabbis were aware that scribes used dots to suggest erasure. For example, Avot of Rabbi Nathan (version A, 101, column a)[18] makes a general observation:
כך אמר עזרא: אם יבוא אליהו ויאמר לי מפני מה כתבת כך? אומר אני לו כבר נקדתי עליהן ואם אומר לי יפה כתבת אעבור נקודה מעליהן
Thus said Ezra: “If Elijah should come and say to me, ‘Why did you write (these doubtful words in the Torah) in this manner?’ I will answer him: ‘I have already dotted them.’ But if he should say: ‘You have written them correctly,’ I shall remove the dots from them.”
According to this source, Ezra the scribe put the dots in the biblical books to express ambivalence, and whether the words should remain or be erased was to be answered by Elijah the prophet in messianic times. Indeed, Sifre Numbers seems to suggest in one instance that the dots imply that a word was dubious.[19]
But what is the problem with Esau kissing Jacob in this verse such that the word וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ, “he kissed him,” was marked for erasure?[20] I suggest that the scribes were not bothered by the content of the verse, that “Esau wouldn’t have kissed his brother,” but by something much more prosaic: syntax.
Suggestion 1: Hugging and Kissing
Should Be Consecutive
In other verses in Genesis, the way of expressing that someone hugs and kisses his fellow is to place the verbs consecutively:
בראשית כט:יג וַיְהִי כִשְׁמֹעַ לָבָן אֶת שֵׁמַע יַעֲקֹב בֶּן אֲחֹתוֹ וַיָּרָץ לִקְרָאתוֹ וַיְחַבֶּק לוֹ וַיְנַשֶּׁק לוֹ…
Gen 29:13 When Laban heard the news about his sister’s son Jacob, he ran to meet him; he embraced him and kissed him…
בראשית מח:י …וַיַּגֵּשׁ אֹתָם אֵלָיו וַיִּשַּׁק לָהֶם וַיְחַבֵּק לָהֶם
Gen 48:10 So [Joseph] brought them [Manasseh and Ephraim] close to him [Jacob], and he kissed them and embraced them.
If that were the idiom governing our verse, it should have had the verbs adjacent to each other. Thus, it is possible that וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ was dotted because it was in the wrong place in the verse and the dots were meant to convey “delete here and move to the proper spot”:[21]
וַיָּרָץ עֵשָׂו לִקְרָאתֹו וַֽיְחַבְּקֵהוּ [וַיִּשָּׁקֵהוּ] וַיִּפֹּל עַל־צַוָּארָו וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ וַיִּבְכּוּ.
Esau ran to greet him. He embraced him [and he kissed him]; he fell on his neck, and he kissed him, and they wept.
The problem with this interpretation is that dots indicate that a word should be considered/designated for elimination, not that it should be moved. The difficulty is therefore not the place of וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ in the verse but whether it belongs there at all.
Suggestion 2: Conflating the Idioms
for Hugging/Kissing and Crying
I suggest that the problem the scribe had was connected to the way the kiss cuts into the description of the crying, as already suggested in 1906 by Romain Butin.[22] Genesis uses two idioms for crying:
Idiom 1 – Falling on someone’s neck and crying:
בראשית מה:יד וַיִּפֹּל עַל צַוְּארֵי בִנְיָמִן אָחִיו וַיֵּבְךְּ וּבִנְיָמִן בָּכָה עַל צַוָּארָיו.
Gen 45:14 With that he (Joseph) fell on his brother Benjamin’s neck and wept, and Benjamin wept on his neck.
בראשית מו:כט …  וַיִּפֹּל עַל צַוָּארָיו וַיֵּבְךְּ עַל צַוָּארָיו עוֹד.
Gen 46:29 … and he (Joseph) fell on his (Jacob’s) neck, and he wept on his neck some more.
Idiom 2 – Kissing and crying
בראשית כט:יא וַיִּשַּׁק יַעֲקֹב לְרָחֵל וַיִּשָּׂא אֶת קֹלוֹ וַיֵּבְךְּ.
Gen 29:11 Then Jacob kissed Rachel, lifted his voice, and wept.
בראשית מה:טו  וַיְנַשֵּׁק לְכָל אֶחָיו וַיֵּבְךְּ עֲלֵיהֶם…
Gen 45:15 He kissed all his brothers and wept upon them…
The problem in our verse as it stands is then that it conflates these two idioms for crying. As the text now reads, Esau fell on Jacob’s neck, crying, and kissed him at the same time. Butin suggests that this is why וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ  was marked with dots as dubious. When וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ is omitted only one idiom for crying, falling on someone’s neck and crying remains controlling the description of the event.[23]
 If the word is deleted, the verse would then read, following one of the expected patterns:
וַיָּרָץ עֵשָׂו לִקְרָאתֹו וַֽיְחַבְּקֵהוּ וַיִּפֹּל עַל־צַוָּארָו וַיִּבְכּוּ.
Esau ran to greet him. He embraced him and he fell on his neck and they wept.[24]
Not Correcting Gen 50:1If this explanation is correct, why are there no dots over Joseph’s kissing (וַיִּשַּׁק) his deceased father in Gen 50:1, which also comes together with crying:
בראשית נ:א וַיִּפֹּל יוֹסֵף עַל פְּנֵי אָבִיו וַיֵּבְךְּ עָלָיו וַיִּשַּׁק לוֹ.
Gen 50:1 Joseph fell upon his father’s face and wept over him and kissed him.
I suggest that it is because the text reads על פני, “on his face,” rather than על צואראו, “on his neck,” which is a different idiom. Also, the kissing does not interrupt the idiom, but follows afterwards as a separate action.[25]
Postscript: Scribal Error as a Religious Problem
Many readers of TheTorah.com, like any number of its writers, live on the seams between the worlds of tradition and the university. These offer two different ways of approaching the same set of texts, based on different assumptions, asking and answering very different sorts of questions. Sometimes these seams are rough, sharp, and very uncomfortable to sit on. The dissonance can be great.[26]
The case of the dotted letters, however, is one in which the tradition itself invites university-style analysis, employing philological tools to identify problem readings deserving elimination, which is not a usually accepted procedure in traditional analysis. The dotted letters open the door to asking what might be wrong with a specific word and why it might be appropriate to strike it from the text.
If, as Avot of Rabbi Nathan (referenced above) states, Ezra could explain to Elijah that the dots meant that certain letters were incorrectly found in the Torah and should be taken out, then we are free to understand what might be wrong with those letters that Ezra conceded were candidates for omission by means of text critical and philological analysis.
The dotted letters are thus an issue where the two different approaches to the sacred text can agree on the assumptions underlying the questions to be asked and the sorts of answers to be offered. To return to the metaphor of the seams, if those seams are sometimes uncomfortable to sit on, in this case they are flat and smooth. They cause little discomfort, if any.
___________________
Prof. Albert I. Baumgarten is Professor (Emeritus) at the Department of Jewish History in Bar Ilan University. He holds a B.H.L. in Talmud from JTS and a Ph.D. in History from Columbia University. He was a Fulbright Fellow at the University of Strasbourg and a Principal Investigator at The McMaster Project: Judaism and Christianity in the Graeco-Roman Era. Baumgarten is the author of The Flourishing of Jewish Sects in the Maccabean Era: An Interpretation and Second Temple Sectarianism – A Social and Religious Historical Essay.

[1] Genesis 33:4 is one of the ten places dotted in the Torah. The basic presentation of the topic of the significance of dotted letters in the Torah remains Saul Lieberman, “The Ten Dotted Places in the Torah,” Hellenism in Jewish Palestine (New York, 1962), 43-46. Manuscripts from Qumran have added further evidence, but not changed the basic picture. See further Emanuel Tov, Scribal Practices and Approaches Reflected in the Texts Found in the Judean Desert (Leiden, 2009), 175-186; ibid., “(Proto-)Masoretic Text: Scribal Marks,”TheTorah.com (2017).
[2] Shemaryahu Talmon, “Prolegomenon,” in Romain F. Butin, The Ten Nequdoth of the Torah (Baltimore: J.H Furst, 1906; New York: Ktav, 1969 Reprint), xxi-xxviii.
[3] An alternative text, והלכה בידוע “it is a known rule,” which was known to Rashi and thus became the dominant reading, led to much speculation about why this is a “rule.” See discussion in Martin Lockshin, “Esau Hates Jacob But Is Antisemitism a Halakha?”TheTorah.com (2016).
[4] References to Rabbinic sources that follow are to the page numbers in the standard critical editions: Sifre Numbers – Kahana; Genesis Rabbah – Theodor-Albeck; Mekhilta de-Rabbi Yishmael – Horovitz-Rabin; Avot of Rabbi Nathan [ARN] – Schechter.
[5] He was of the first generation of amoraim in the Land of Israel, roughly the first half of the third century CE.  
[6] According to the version of the event as told in the first printed edition of Genesis Rabbah, as recorded in the critical apparatus of Theodor-Albeck (927), Jacob’s neck became like marble and Esau broke his teeth on Jacob’s neck. Jacob then cried over his neck while Esau cried over his broken teeth. From the first printed edition this account of the consequences of Esau’s kiss was then repeated in popular (vulgate) versions of Genesis Rabbah such as the Vilna edition, as Albeck commented ad loc.:וכן הדפיסו אחריו .
[7] Despite the authority of the Rabbis, Ibn Ezra rejected the midrashic interpretation of the verse:
הדרש על נקודות וישקהו טוב הוא לעתיקי משדים כי על דרך הפשט לא חשב עשו לעשות רע לאחיו והעד, ויבכו, כאשר עשה יוסף עם אחיו.
The derash explaining the dots on the word “he kissed him” is good for babes newly weaned, since, according to its simple meaning, Esau did not plan on doing any harm to his brother. Note, [the verse says] “and they cried” just as Joseph did with his brothers.
Ibn Ezra, however, did not offer his own explanation of why וישקהו was dotted. Compare Nahum Sarna, The JPS Torah Commentary Genesis בראשית (Philadelphia, 1989), 366, n. 3, who adopted the midrashic explanation of the verse known from Origen and the Rabbis.
[8] The columns were:
  1. Hebrew;
  2. Transliteration of the Hebrew into Greek letters;
  3. LXX;
  4. Aquila;
  5. Symmachus;
  6. Theodotion.
In addition to simply putting the various versions in columns, Origen also marked what was in Hebrew but not in the LXX as well as marking what was in the LXX but not in the Hebrew.
[9] The most convenient edition remains that of Fridericus Field, Origenis Hexaplorum quae Supersunt (Oxford, 1875). It is available as a pdf on the Internet at https://archive.org/details/origenhexapla01unknuoft. I note, however, that a new edition is being prepared under the auspices of the Hexapla Institute, as described at www.hexapla.org.
[10] Mē anaginōskētai, which means not to be read at all, to be skipped as a spurious reading. This is not a matter of ketiv/qere.
[11] Field, in his edition of Origen’s Hexapla, 49, n. 6.  Field cited five MSS. Codd. Regii in his work, 4-5, all in the “royal” library of Paris. He did not specify which of the five were the two that had this anonymous comment.
[12] As one example: when the Red Sea was split a separate path through the waters was carved for each tribe, as noted by Origen in Hom. In Ex, 5. and by the Rabbis in Mekhilta de Rabbi Yishmael, 100. R. Heine, Origen, Homilies on Genesis and Exodus (Washington, 1982), 283, n. 58. On Origen and the Rabbis in more general terms see Reuven Kimelman, “Rabbi Yokhanan and Origen on the Song of Songs: A Third-Century Jewish-Christian Disputation,” HTR 73 (1980): 567-595.
[13] This explanation of the origin of dotted letters suggests that there was not one organized body, practicing one consistent textual policy, behind the dotted letters. This presumption may explain the fact that the reasons for some dotted letters in the Torah are hard to determine. See for example the dots in Deut 29:28 on לנו ולבנינו ע which Tov, Scribal Practices, 204, considered cryptic and Talmon, “Prolegomenon,” xviii, deemed “extremely enigmatic.”
[14] As quoted by Lieberman, Hellenism, 44, n. 52. For the use of dots as marks for omission in Classical texts, see Tov, Scribal Practices, 184.
[15] For some examples, see his, “(Proto-)Masoretic Text: Scribal Marks,” TheTorah.com(2017).   
[16] Tov, Scribal Practices, 202.
[17]  I follow Tov because he wrote some forty years after Talmon and his conclusion was based on knowledge of a far wider corpus of texts.
[18] In Avot of Rabbi Nathan B, 98, col. b, Ezra’s explanation to Elijah was introduced with the question: ולמה נקוד על כל האותיות האלה? J. Goldin, The Fathers According to Rabbi Nathan(New York, 1974), 139 inserted this question into the shorter text of ARNA cited above as supplying a context for Ezra’s answer to Elijah.
[19] In Num 3:5 Moses was commanded to “bring forward the Levites” (הקרב את בני לוי), and the rest of chapter continues with the account of how this was done. However, at the end, summarizing the counting of the Levites, in Num 3:39 we find:
במדבר ג:לט כָּל פְּקוּדֵ֙י הַלְוִיִּ֜ם אֲשֶׁר֩ פָּקַ֙ד מֹשֶׁ֧ה וְ֗אַ֗הֲ֗רֹ֛֗ן֗ עַל פִּ֥י יְ-הוָ֖ה לְמִשְׁפְּחֹתָ֑ם
Num 3:39 All the Levites who were recorded, whom at YHWH’s command Moses and Aaron recorded by their clans.
Not surprisingly, ואהרן (“and Aaron”) is dotted. What was he doing there, as the original command was given to Moses alone!? This difficulty was recognized in Sifre Numbers 69, where the dots were explained as indicating a problem word שלא היה במיניין “since he wasn’t part of the counting.” The standard printing reads differently, שלא היה אהרן מן המנין “Aaron was not one of the [Levites who were] counted.” Menachem Kahana suggested that this might have been a deliberate attempt to adjust the more controversial claim to something less problematic. See Menachem Kahana, Sifre on Numbers: An Annotated Edition, volume 4 (Jerusalem: Magnes, 2011), 475-476.
[20] One modern scholar, W. Vischer, “La Réconciliation de Jacob et d’Esau,” Verbum Caro11 (1957): 47, wanted to have it both ways. He noted the dots on וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּׄ as both cancellation dots and as the basis for the Midrash on the evils of Esau but rejected both. Accepting these explanations is “c’est passer devant la vérité sans la voir. Tout le récit est clair et net et ne permet aucun doute.” For Vischer, the reconciliation of Jacob and Esau was real, a prefiguration of the total, universal, and cosmic reconciliation achieved by Jesus on the cross. This Christological interpretive context is consistent with the indication, ibid, 41, n. 1 that Vischer’s paper was based on remarks delivered at the European Regional Assembly of the International Reform Alliance in Emden in August 1956.
[21] Butin, Ten Nequdoth, 74, suggested that this was the reading behind the Hebrew source of the major archetype of the verse in the LXX. The connection with the LXX version was a principal reason Talmon also preferred this explanation of the dotted letters, “Prolegomenon,” xii-xiii. For Tov’s comments on the LXX version of this verse see Tov, Scribal Practices, 203, n. 268.
[22] Butin, Ten Nequdoth, 74.
[23] My interpretation differs from that offered by other scholars, such as by Lajos Blau, Masoretische Untersuchungen (Strassburg, 1891), 22,  and Christian David Ginsburg; Introduction to the Massoretico-Critical Edition of the Hebrew Bible (London, 1897)325 in insisting on recognizing the idiom for kissing and crying in Gen 45:15 and the difficulty it caused for our verse in comparison to the idiom for crying while falling on someone’s neck, as in Gen 45:14. Compare also Ephraim A. Speiser, Genesis (New York, 1964), 259 who cited an Akkadian parallel for falling on someone’s neck and kissing them, and therefore concluded that there was no problem in the verse. Again, however, Speiser did not note that the reason וַׄיִּׄשָּׁׄקֵ֑ׄהׄוּ was problematic was that it introduced a second idiom for crying (missing altogether in his Akkadian parallel) into a verse that already utilized another idiom for crying.
[24] I note with pleasure that Talmon conceded that Butin’s interpretation “indeed has some appeal,” even if Talmon found its reasoning precarious since he was convinced that the sequence in Gen 45:14-15 showed that the two idioms could co-exist and did not clash. Talmon, “Prolegomenon,” xii-xiii.
[25] Perhaps, as suggested to me by the editors, this act of kissing and crying was seen differently because Joseph was kissing his dead father. It was a kiss of goodbye, closure after crying. Cf. the idiom in Gen 46:29, above, where Joseph fell on Jacob’s neck and wept on his neck some more.
[26] For some reflections on this dissonance, see, “Not a Naive Reading: An Interview with Professor James Kugel,” TheTorah.com (2018).

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